OCC

OCC Appoints Former Optiver Executive as Chief Financial Risk Officer-Elect

Massimo Cutuli will succeed current CFRO Dale Michaels, who is set to retire in March CHICAGO–(BUSINESS WIRE)–OCC, the world’s largest equity derivatives clearing organization, today announced that Massimo Cutuli has joined OCC as Chief Financial Risk Officer-Elect and will succeed current CFRO Dale Michaels following his upcoming retirement. “He and his team were instrumental in developing our Financial Safeguards Framework, our new liquidity stress testing approach and … Continue reading OCC Appoints Former Optiver Executive as Chief Financial Risk Officer-Elect

InvestCloud

InvestCloud Appoints James Young as Chief Information Officer

InvestCloud continues to bolster leadership with top industry talent James Young will also join Motive Partners as a Senior Advisor NEW YORK–(BUSINESS WIRE)–InvestCloud, a global wealth management software leader, today announced the appointment of James Young as its Chief Information Officer (“CIO”), responsible for the company’s technology strategy, product development, and operations. The announcement comes on the heels of a number of senior leadership appointments, … Continue reading InvestCloud Appoints James Young as Chief Information Officer

Forge

Forge Enhances Institutional Focus with Appointment of Chris Lane

Lane to focus on managing institutional relationships, identifying new business opportunities and developing strategies to enhance Forge’s market positioning and continued growth. SAN FRANCISCO–(BUSINESS WIRE)–Forge Global Holdings, Inc. (“Forge”) (NYSE: FRGE), a leading provider of marketplace infrastructure, data services and technology solutions for private market participants, today announced that Chris Lane has joined Forge as Managing Director, Head of Institutional Relationship Management. Lane, who amassed … Continue reading Forge Enhances Institutional Focus with Appointment of Chris Lane

Ncontracts

Ncontracts Acquires Quantivate

Leader in integrated risk management solutions boosts GRC assets, expands its solutions for the financial services industry December 12, 2023 10:00 AM Eastern Standard Time BRENTWOOD, Tenn.–(BUSINESS WIRE)–Ncontracts, the leading provider of integrated compliance, risk, and vendor management solutions to the financial services industry, announced it has acquired Quantivate, a growing provider of governance, risk, and compliance (GRC) solutions for banks and credit unions. “We … Continue reading Ncontracts Acquires Quantivate

Wilshire

Wilshire Completes Acquisition of Lyxor U.S.

December 08, 2023 08:00 AM Eastern Standard Time SANTA MONICA, Calif.–(BUSINESS WIRE)–Wilshire, a leading global financial services firm, today announced the completion of its previously announced acquisition of Lyxor Asset Management Inc. (“Lyxor U.S.”), the U.S.-based investment advisor business of Lyxor Asset Management with $20.8 billion in assets under management1. This transaction brings together two firms that share an unwavering commitment to improving investment outcomes for clients. … Continue reading Wilshire Completes Acquisition of Lyxor U.S.

CENLAR

Cenlar Appoints Two New Directors and Promotes One to Enterprise Portfolio Management Office

December 04, 2023 10:48 AM Eastern Standard Time EWING, N.J.–(BUSINESS WIRE)–Cenlar FSB, the nation’s leading mortgage loan subservicer, announced today that Kelly O’Donnell and Karen Sim have joined Cenlar as Directors of Enterprise Portfolio Management, and Darrin Borell has been promoted to Director of Enterprise Portfolio Management. “These exceptional leaders will be responsible for leading initiatives within the organization to further enhance our end-to-end processes … Continue reading Cenlar Appoints Two New Directors and Promotes One to Enterprise Portfolio Management Office

UBS PRIVATE WEALTH

Advisor Andrea Freiman joins UBS Private Wealth Management in Miami

December 04, 2023 09:48 AM Eastern Standard Time MIAMI–(BUSINESS WIRE)–UBS Private Wealth Management today announced that Andrea Freiman, CFP®, has joined the firm as a Financial Advisor in South Florida. She joins the UBS Miami Private Wealth Management market, led by Brad Rosenberg, and will be located in the Coral Gables office. Prior to joining UBS, Andrea was a senior banker at J.P. Morgan Private … Continue reading Advisor Andrea Freiman joins UBS Private Wealth Management in Miami

Macquarie

Macquarie Asset Management hires Vivek Bommi as Head of Leveraged Credit

November 30, 2023 09:15 AM Eastern Standard Time PHILADELPHIA–(BUSINESS WIRE)–Macquarie Asset Management today announced the appointment of Vivek Bommi as Head of Leveraged Credit, one of the three capability offerings of the firm’s Credit platform, along with Fixed Income and Private Credit. In this role, he will have overall responsibility for the firm’s Leveraged Credit capabilities including portfolio, team and business management, including being named … Continue reading Macquarie Asset Management hires Vivek Bommi as Head of Leveraged Credit